SEC must submit the application to be auditor in the capital market (Form 61-1), along with the following documents: ​​(1) a profile and details of the applicant; (2) a copy of registration certificate

offerings of ARFP Passport Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed  Form 69 – CIS annually update  to the SEC Thailand within 1 year after the effective date of the

to submit a hard copy of a completed  Form 69 – CIS annually update  to the SEC Thailand within 1 year after the effective date of the previously submitted registration statement, either  Form 69 – CIS

or other documents, and ask for a copy of these documents if not provided. • Regularly review the performance of investments to see if they meet current risk tolerance level and investment objectives

applicant has any violation record under the law specified in the Notification, the applicant shall notify the Office in writing immediately of such matters; □ (2) Copy of the memorandum summarizing the

; □ (2) Copy of the memorandum summarizing the examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking

แล้ว จะต้องส่ง hard copy ต่อสำนักงาน ก.ล.ต. ห​รือไม่ คำตอบ    1. เมื่อบริษัทที่มีหุ้นหรือใบสำคัญแสดงสิทธิอนุพันธ์ (“DW”) เป็นหลักทรัพย์จดทะเบียนในตลาดหลักทรัพย์ ได้จัดส่งรายงานต่อตลาดหลักทรัพย์ทางสื่อ

unit price is found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office. Such report shall contain at least the following

unit price is found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office. Such report shall contain at least the following

found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office. Such report shall contain at least the following particulars: (1