approval and decline of approval for the above matters with respective supporting reasons, and clearly provide information to the bondholders together with the opinions of the bondholder representative
and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons, and clearly provide
Bangkok, November 25, 2009 ? The SEC is inviting the public to comment on the proposed revision to the rules governing information disclosure of mutual funds. To provide investors with more concise
products (except for hedging purpose), multi-class unit trusts, complex return payment nor dissolution of fund before maturity. In applying for auto approval, asset management firms are required to provide a
along with the fund?s risk spectrum. Moreover, the unit sellers will have to provide investment advice suitable for their customers? risk profiles.To prevent mutual and retail private funds from
), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients
management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment
in the latest four consecutive quarters. The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval
offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory
national economy. One of the subordinate plans is to provide opportunities for SMEs to access financial services, including new types of funding sources, and to develop channels for accessing new types of