relaxed rules will allow the private sector to 4 manage foreign exchange and conduct foreign exchange risk management with enhanced convenience and efficiency, effective February 15, 2020, which contain the
can have an impact directly on short and long-term value creation and destruction through effects on reputation, enhancement of customer satisfaction and loyalty, and relations with employees and other
guidelines cover the key areas of risk management, internal control, code of conduct, conflicts-of-interest management, handling of complaints against the SEC's staff, communication with stakeholders and
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
“ is also important. This includes making “shadow” board members liable for their actions, increasing sanc- tions for violations of duties of loyalty and care and delineation of a core set of related
จัดการปฏิบัติหน้าที่ดว้ยความเอาใจใส่ระมัดระวัง (Duty of care) และซื่อสัตย์สุจริตต่อองคก์ร (Duty of Loyalty) หลักปฏิบัติ 1.4 คณะกรรมการควรก าหนดขอบเขตอ านาจหน้าที่และความรับผิดชอบของคณะกรรมการ มอบหมาย
been granted to commission overseas appraisers to conduct collateral appraisal abroad, whereas the scope of appraisal standards has been expanded to include money market transactions. 5 Rules and
each transaction. (12)3 repealed; (13)2 “connected person” means the following persons; (a) connected person under the Notification concerning Conduct Which May Constitute a Conflict of Interest in the
each transaction. (12)3 repealed; (13)2 “connected person” means the following persons; (a) connected person under the Notification concerning Conduct Which May Constitute a Conflict of Interest in the
Paragraph 1 shall be based on the trading value of each transaction. (12)3 repealed; (13)2 “ connected person ” means the following persons; (a) connected person under the Notification concerning Conduct