be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
in the 1st Company – 4th Company based on the total value of consideration paid criteria, is equivalent to 0.1327 percent, which does not fall within criteria under the Notification of the Capital
Lalitpat Vanitchsermkul 1 0.0% - - Total Shares 1,000,000 100% 1,000,000 100% Total value and criterial used to determine the total value of the transaction This transaction is fall under the transaction
1 0.0% - - Total Shares 1,000,000 100% 1,000,000 100% Total value and criterial used to determine the total value of the transaction This transaction is fall under the transaction relating to assets
statements, registration and any other application; (4) accept fees as specified in the ministerial regulations or as determined by the SEC and the Office. Provided that it shall be solely for the benefit of
statements, registration and any other application; (4) accept fees as specified in the ministerial regulations or as determined by the SEC and the Office. Provided that it shall be solely for the benefit of
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The transferable subscription right (TSR) shall be determined as a security under Section 4 of the Securities and Exchange
public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
. The special case inquiry official forwarded the request for reentering into the settlement of Miss Angkakarn Tantiviroon to the Settlement Committee. Miss Angkakarn paid the fine as determined by the