trading accounts and bank account to trade securities and clear the trading orders. Such collusion in executing trading orders of TIGER stocks of Atthavut and Sujeera in such manners caused the TIGER stock
) early this year. Increasingly, all sectors are paying more attention to the business trend that focuses on environmental, social and governance responsibilities. A business with a clear policy on
their own roles and emphasize on shareholders? rights.?Pliu Mangkornkanok, IOD Vice Chairman said that ?The demonstration of a clear stance in voting and asking queries on CG and anti- corruption issues
also show other key areas of improvement, such as, determination of basic shareholder rights and board duties and responsibilities. ?Thailand is a clear leader in corporate governance among Asian
also show other key areas of improvement, such as, determination of basic shareholder rights and board duties and responsibilities.? ?Thailand is a clear leader in corporate governance among Asian
securities trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (5) specifying a limited scope of services to alleviate material impacts or damage on investors or the
be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back
audit quality control of the Audit Firm, the Audit Firm is requested to provide a clear and concise details of the policies and procedures on the audit quality control, in the manner according to the