members, to its benefits, such as, seminars, knowledge media, company public relations, as well as awards for companies who achieved certain qualifications. More information and application form can be
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
{C}, investment consultants of a team, they jointly submitted the securities trading orders and informed the client afterwards. The client accepted the transactions while certain communication record
assets, including government or corporate bonds and deposits. The asset management companies might offer investors certain options on terms and payout periods or allowed them to customize their own
the real fans with a good knowledge and understanding of technology only but not for general investors. In addition, previously SEC found that certain persons exploited the timing to deceive the
operators, and urging stakeholders to make careful preparation for new business environments. Investors unfamiliar with certain products should seek sufficient, well-round and useful information before making
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
information on revenues from advisory services for related persons, even though certain information indicated that the revenue may not exist. Such revenue, if not exist, will bring down the company's recorded