data standards to facilitate the exchange of open data among business operators for better convenience of investors. After taking the respondents’ opinions and suggestions into consideration, the SEC
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, participated as a speaker at the webinar "Human Rights in
of the Securities and Exchange Commission No. Kor Thor. 4/2567 Re: Kor Thor. 4/2567 Re: Establishment of Compliance Unit of Digital Asset Business Operators (No. 3) dated 3 January 2024: (https
Following the tips from various sources to SEC, there are solicitations via social media platforms regarding investment in digital assets in addition with claims of several exchange services for
Bangkok, August 9, 2012 ? The SEC defines trust as securities issuer under the Securities and Exchange Act of 1992 in order to form clearer scope of duties and responsibilities of trust, trustee and
Business / Address / Major Shareholders / Management / Business News / Opportunity day belongs to The Stock Exchange of Thailand . Website users agree and acknowledge that the copyright for it is The SET and
asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of
securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered
licensed to operate securities business in accordance with the Securities and Exchange Act of 1992. Their actions are in violation of Section 90 and liable to the penalties under Section 289, i.e
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that