following cases: (1) those persons appointed by an intermediary in the following categories: (a) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer
) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations 9/2540 (Synopsis) 26/06/1997 2
for prepayment before the maturity date, only in the portion of liabilities not exceeding the value of collateral; (3) total sum of the following liabilities: (a) securities borrowing payables, only in
for prepayment before the maturity date, only in the portion of liabilities not exceeding the value of collateral; (3) total sum of the following liabilities: (a) securities borrowing payables, only in
for prepayment before the maturity date, only in the portion of liabilities not exceeding the value of collateral; (3) total sum of the following liabilities: (a) securities borrowing payables, only in
Climate Bonds Standard & Certification Scheme Sector Criteria for Solar (version 2.1) Scope Sector-Specific Criteria are approved by the Climate Bonds Standard Board following a criteria development
Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an
), or provides false or materially misleading information. Division 4 Specific Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a
funds wherein high-yield bonds subsequently become distressed bonds, and to provide liquidity for the holders of distressed bonds. The distressed bond fund would be set up as a non-redeemable fund with a