requirements: (a) accept trading orders of capital market products only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by

risk factors connected to the mutual fund as well as guidelines for managing such risks arranged according to the possibility of occurrence and significance of impact from highest to lowest. In

enforcement officer arranged the sale by auction of some machinery (4th time). The maximum bid of an old machine was 345,000 Baht (excluding VAT). Other assets are in the process of seizing and evaluating value

, Bangkok to Sukhothai and Bangkok to Lampang starting from June 2020 which the routes and frequencies were arranged to match with travel demand. Consequently, the number of passenger slumped by 97.8 percent

-issued convertible debentures whereby a debenture holder’s representative has been arranged, the SEC Office shall be deemed to have granted consent to the approved company to appoint the person to be

results in widespread damage, either under Thai or foreign laws; (4) being a person subject to a suspicious ground of being arranged for the person with the characteristics under (1)(2) or (3) to avoid

emissions into (i) Scope 3 emissions from its own operations, pertaining to emissions from business travel and emissions from distribution arranged by Tesco but provided by third parties (ii) Scope 3

the 2nd ASEAN Corporate Governance Awards from Mr. Yang Berhormat Tuan Lim Guan Eng, the Malaysian Finance Minister, arranged by ASEAN Capital Markets Forum. The awards are given to organizations that

) information according to sub clause (a) and (b) arranged in form which the client would be able to understand correctly and without being mistaken; (4) the advertisement shall have appropriate caution regarding

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...