quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
advantage of other persons before its was disclosed to the public on 28 October, 2016 and Mr. Krirkkrai involves by executed trading orders of JTS shares. 02/10/2019 agreed to comply with civil
Pathomrungsiyunggul’s securities trading account to puschased 1,286,700 of UVAN shares in such a way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018
way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018. (2) During 12 July to 10 August 2018, Miss Amornrat Kasemsakdakorn aided or
, procedures, and controls established, maintained, documented, and enforced by the CRA. A CRA should prohibit retaliation by the CRA or an employee against any employees who, in good faith, make such reports. 2
interests of the company with good faith, care and diligence, for the benefit of shareholders, while having regard to relevant stakeholders. 1.2 Responsibilities The board is accountable to shareholders and
• the duty of care, • duty of loyalty, • duty of good faith, • duty of confidentiality, • duty of prudence, • and duty of disclosure. • If a person violates their fiduciary duty, they are personally
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
helps mitigate risks, turn crisis into competitive advantage and create sustainable growth. This is in line with the government’s policy on promoting the development of SMEs, startups as well as their