, etc. For cross-border offering of CIS under ASEAN CIS framework, the SEC may grant a waiver of compliance with Thai regulations for Thai asset management companies? offshore offering to promote the
corporates seeking secondary listings; and the ASEAN Disclosure Standards to facilitate multi-jurisdiction offerings of equity and plain debt. The ACMF has also worked to profile ASEAN as an asset class
SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value
รวมถึงแผนสำหรับสมาชิกที่ไม่แสดงเจตนาเลือกแผนการลงทุน2) การจัดให้มีช่องทางในการให้คำแนะนำการลงทุนที่สมาชิกสามารถเข้าถึงได้ง่าย3) การจัดให้มีคำแนะนำเกี่ยวกับการจัดพอร์ตการลงทุน (basic asset allocation)4
(CSSF), the Luxembourg financial regulator, with whom SEC has been cooperating in exchange of information related to supervision of asset management companies and mutual funds since 2012. Both parties
market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong
KITHA shares is classified as acquisition of significant asset and related party transaction, the shareholders? resolution alone was unable to satisfy the requirements under regulations under the
KITHA shares is classified as acquisition of significant asset and related party transaction, the shareholders? resolution alone was unable to satisfy the requirements under regulations under the