or loans between the issuer and (a) enterprises that directly or indirectly through one or more intermediaries, control or are controlled by, or are under common control3 with, the issuer; (b

external auditors, rating agencies, advisors, and intermediaries should be able to inform and advise shareholders free of conflicts of interest. Recommendations:  Asian jurisdictions should continue to

a clear signal to investors and intermediaries on the climate integrity of Certified Climate Bonds. A key part of the Standard is a suite of sector-specific eligibility Criteria. Each Sector Criteria

, ongoing disclosure and advertisements Sale/distribution 25. The sale and distribution of units of a Thai Covered Fund in Hong Kong must be conducted by intermediaries properly licensed by or registered with

is both an advantage and a responsibility. Engaging with companies, intermediaries and policy makers is part of that responsibility. If diplomacy breaks down and an agreement cannot be reached

’ reports? 10. For asset owners — in addition to our own monitoring activities and direct contact with portfolio companies, how do we make sure that our asset manager intermediaries address these issues? 20

trading. B. Entities Providing Liquidity. 1. If any entities have made a firm commitment to act as intermediaries for the Debt Securities in secondary market trading, such as market makers providing

ของไทยไดม ี การกําหนดนยิามผูลงทุน NRI ไวหมายถึงผูลงทุนสถาบันและผูลงทุนรายใหญ) นอกจากนี้ การเสนอขาย ตองกระทําผาน local intermediaries ของ host country ซ่ึงคณะกรรมการ ก.ล.ต. และคณะกรรมการ ก.ต.ท

society overall. Hence, commercial banks, as key financial intermediaries, play a key role in supporting sustainable development by providing funds to businesses that have environmental and social

financial intermediaries to support economic growth and stability, the Bank has adopted the concept of sustainability in its business operations by establishing four sustainability guidelines as follows: 1