changing categorization to be treated as retail investor. Clause 34 For the purpose of assessing suitability for investment in or entering into a transaction of capital market products, an intermediary
changing categorization to be treated as retail investor. Clause 34 For the purpose of assessing suitability for investment in or entering into a transaction of capital market products, an intermediary
management company/the mutual fund supervisor at least within 15 days before the date of changing of the management company/the mutual fund supervisor 2. In the case of a private fund, the management company
management company should coordinate and prepare to deliver the information to the new management company/the mutual fund supervisor at least within 15 days before the date of changing of the management
equivalent to 96 percent, due to a decrease in inventories from education and entertainment media business which is resulted from changing trend of consumers. In 2018, the Company lost control over its
UNOFFICIAL TRANSLATION Codified up to No. 12 As of 14 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 49/2555 Re: Issuance and Offer for Sale regarding Units of Real Estate Investment Trust _____________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Ac...
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (...
changing an assumption within the test generator. Given the fact that there are four variables with two possible usage types (“yes” or “no”) there are 16 different scenarios to consider to estimate Gamma, as
trainings Monitoring process to ensure the staff’s fulfillment of training requirements has been increasingly more important due to the fast-changing business environment and professional standards. Thus, the
securities company or company, whether by changing his position, job description or work place, suspending, threat, harassment, lay-off or any other matters of unfair treatment against such person because the