life insurance. “company” means limited company or public limited company. “conglomerate” means group of legal entities having relationship in respect of shareholding structure, provided that every legal
; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of
other than an institutional client; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities
; (c) information security system to prevent unauthorized and unrelated persons from accessing or amending information as well as from accessing non-public information between the service provider’s unit
ทำงบการเงินให้เป็นไปตามมาตรฐานการบัญชีของ International Accounting Standards Committee หรือ American Institution of Certified Public Accountants หรือ Financial Accounting Standards Board โดยงบการเงิน
false statements of material facts or conceal material facts which should have been stated in any document which is to be disclosed to the public or to be submitted to the Office, the SEC or the
intentionally makes or has intentionally make false statements of material facts or conceal material facts which should have been stated in any document which is to be disclosed to the public or to be submitted
ขายต่อประชาชนเป็นครั้งแรก (initial public offering) โดยมีวัตถุประสงค์ที่จะนำหุ้นนั้นเข้าซื้อขายในตลาดหลักทรัพย์ หรือเกี่ยวกับหลักทรัพย์ประเภท ใบแสดงสิทธิในผลประโยชน์ที่เกิดจากหลักทรัพย์อ้างอิงไทยที่มี