2.1 %,&)=& + %
) “ insider information ” means a material fact which would affect the price of a securities and has not been disclosed to the public, and has become known to a securities company during the course of the
material fact which would affect the price of a securities and has not been disclosed to the public, and has become known to a securities company during the course of the company’s business operation; (8
accessing such stored things wrongfully, inappropriately and unlawfully, especially the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a
things wrongfully, inappropriately and unlawfully, especially the stored things in respect of client’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has
Manual for the Public. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC Office
มี้อ านาจควบคุม ของผูจ้ดัการกองทรัสต ์โดยอนุโลม ขอ้ 11 ในการยื่นค าขออนุญาตเสนอขายหุ้นกูท่ี้ออกใหม่ต่อประชาชนเป็นการทัว่ไป (public offering) ให้ผูจ้ดัการกองทรัสตเ์ป็นผูด้ าเนินการในนามของกองทรัสตต์ามท่ี
other practice guidelines to support continuity of operation. Division 6 Communications with relevant persons 6.1 To prevent and lessen anxiety of relevant persons and the public as well as to be able to