public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities
securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
make the public misunderstand in its condition, operation or service. Any advertisement referring to number, data or statistical report shall specify the source of such number, data or statistical report
that may make the public misunderstand in its condition, operation or service. Any advertisement referring to number, data or statistical report shall specify the source of such number, data or
is made. Clause 28. The Office may disclose the dispute resolution to the public, but shall not disclose the full name of the parties, unless given consent by the parties. Clause 29. In cases where any
made. Clause 28. The Office may disclose the dispute resolution to the public, but shall not disclose the full name of the parties, unless given consent by the parties. Clause 29. In cases where any
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired