established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a) prevent dishonest acts of its personnel; (b
units to perform their duties under (a); (c) prescribe procedures and methods for reporting to the board of directors or the audit committee in case where compliance officer and compliance unit find
shall: (1) have personnel in an adequate number for all types of work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable
Notification as published in the Government Gazette. Clause 3 The SEC shall recommend Minister to grant his approval on establishment of limited company or public limited company within ninety days from the date
performance of equity mutual funds in Thailand. We fi nd that their returns vary with economic cycle and stock market condition. Overall, equity mutual funds in Thailand show better performance during bear
Research and Data Department, SEC , Thailand 2 Statistics of Green bond Green bond & Introduction Survey: WTP on Green bonds in Thailand Green bond premium in Thai and Foreign market Summary 3 14 29 42 63 69
) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of Sale
Statements ( 60 ) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9