subject to investigation regarding their duty https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6851 SEC grants a second extension to the submission deadline for PACE clarification of the fair value
The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client
from an investor who is not a client of RHB and the SEC’s further investigation into the case, it was found that during June 2020 – May 2022, Phisit had solicited investors to open securities trading
, the investigation of wrongdoings in capital markets and the criteria and supportive factors for short sales. ?The roundtable hours encouraged our peers to put their experience in regional perspective
Investigation (DSI), Ministry of Justice, for further actions. CIRKIT submitted its financial statements for the years 2003-2005 recording loss of approximately 3.44 billion baht from allowance for doubtful
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above
Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a
million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to
position of securities issuing companies and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the
offenders paid separate civil penalties, totaling 172.14 million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 21 March 2014 - 3 June