advice to the customer, taking into account various factors of the customer, such as the purpose of investment, knowledge and understanding of risk and investment, investment experience, financial position
to show that its human resource will be prompt and adequate with a view to responsibility for venture capital management ; consideration on which shall be based on the company executives’ knowledge
case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding
, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening
and trust to manage investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To avoid entering into transaction that may create conflict of
business which the service provider shall have creditworthiness and trust to manage investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To
an account that has a reasonable possibility of containing a material misstatement regardless of the effect of control Professional Judgment • The application of relevant knowledge and experience in
, while maximising their durability and lifecycles. Deeper knowledge of specific sustainability challenges is needed to help advance solutions and CHANEL is investing in scientific research, as well as the
investment capital with knowledge, ability, prudence and integrity in considering with the best benefit of investor. To avoid entering into transaction that may create conflict of interest between the fund and
opening the account. In case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and