.pdf E_1 Legal_FA_2015_12_29-c Significant regulatory changes in the second quarter of 2018 that may have affected KBank’s and K Companies’ business operations included: The Emergency Decree on Digital
in the network in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8311 SEC launches automated capital market information service for business facilitation in the digital age SEC Deputy Secretary
) CGCodePart02_2 ) Consideration of IT risks and risk mitigation policies, plans, and measures. For example, business continuity management, IT security, incident management, and IT asset management. (4) Proper
สินทรัพย์ Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 18/03/2024) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0425&CaseYY=2567 <
/News_Detail.aspx?SECID=9695 CDP and Securities and Exchange Commission to collaborate to boost environmental disclosure in Thailand is a founding member of the Science Based Targets initiative, We Mean Business
Investment Analysis on Securities3 and Derivatives Related Rules on Investment Analysis 6 Manager of a securities company undertaking derivatives business or person with the highest responsibility in the work
a staff of the appraisal company in capital market. Qualifications of appraisers "Appraisal company in capital market" means a juristic person having narmal business purpose to value any asset and
keeping of digital asset business operators SEC public hearing on the use of digital assets as a means of payment and a proposed amendment to support BOT Programmable Payment Sandbox From Challenges to
and Exchange Commission to collaborate to boost environmental disclosure in Thailand is a founding member of the Science Based Targets initiative, We Mean Business Coalition, The Investor Agenda and the
Excess from obtaining exemptions Excess from operations in good faith Report to the SEC within five business days as from the date on which the mutual fund management company knows, and the report shall