? behaviors before designing product and service policies that would better respond to the investing public?s demands.FinTech Forum will take place on 15 June 2016 from 9.00 ? 12.00 hours at Auditorium 1601

and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of

with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for Know Your Customer and

the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing private fund with

procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective communication guideline with the investors and internal management in the

(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period

disaster preparedness and response. The event took place on 6 December 2023, at the Queen Sirikit National Convention Center.

Association, and Thailand digital asset community. The joint meeting took place at the SEC building on 26 December 2023.Ms. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Nares Laopannarai, President of

business, and custodians for private funds and provident funds. The meeting took place at the SEC Building on 8 January 2024.