approval is inappropriate, or it will be unable to comply with this Notification; (2) the offer for sale of the newly issued structured notes may cause damage or unfairness to investors, or the investors may
rules set out by the derivatives clearing house. If it appears to the SEC Office that any derivatives clearing house violates or fails to comply with its notifications or rules, or takes inappropriate
company over time. Where sector-specific practices have emerged for indicators, companies should make use of such indicators unless they have specific reasons for considering them inappropriate. 12
in comparing different CRAs. If the nature of the rated entity or obligation or other circumstances make such historical A-15 transition or default rates inappropriate, statistically invalid, or
agencies that are offering the debt securities lack the qualifications, or their compliance with the conditions after approval is inappropriate, or they will be unable to comply with this Notification; (2
inappropriate, or it will be unable to comply with this Notification; (2) the offer for sale of the newly issued bonds may constitute an avoidance of the rules issued under the Law on Securities and Exchange and
be: 6 (1) the foreign entity which will offer for sale of debt securities lacks qualifications or its compliance with the conditions after approval is inappropriate, or it will be unable to comply with
securities clearing house violates or does not comply with its notifications or rules, or takes inappropriate action with respect to its operation as a securities clearing house, the SEC Office may instruct
หลักการ กำกับดูแลกิจการที่ดี สำหรับบรษัทจดทะเบียน ป 2560 Corporate Governance Code for listed companies 2017 ปกหนาสัน สารบัญ หน้า บทนา 1. วัตถุประสงค์ของหลักการกากับดูแลกิจการที่ดีฉบับนี้ (Corporate Governance Code: CG Code) 3 2. การกากับดูแลกิจการที่ดี คืออะไร 4 3. CG Code นี้ มีสาระสาคัญอย่างไร 5 3.1 หลักปฏิบัติ 8 ข้อหลัก 5 3.2 การปฏิบัติตาม CG Code 6 3.3 การอธิบาย เมื่อไม่ได้นาหลักปฏิบัติไปใช้ 7 4. CG Code นี้ ต่างจากหลักการกากับดูแลกิจการที่ดี สาหรับบริษัทจดทะเบียน ปี 2555 อย่างไร 7 5. การ...
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................