delivered the same to clients as evidence. In addition, it was found that she deceitfully sold investment units of clients and revolved funds from other clients to return to clients in many other accounts
Notification of the Securities and Exchange Commission No. KorJor. 3/2557 Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of
Exchange Commission No. Sor Nor. 88/2558 Re: Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for Institutional Investors
for investment units or trust units for the first time at an amount not less than 10 million baht (pursuant to the Notifications on infrastructure funds and infrastructure trusts**) to the new
At the meeting on 10 March 2020, the cabinet approved a raft of measures, including allowing investors to receive an additional tax privilege for purchasing investment units in the Super Savings
units to at least 35 investors, and not to allocate investment units to any person or the same group of persons more than 1/3 of total investment units sold. 2. Revision on sale conduct of
units which invest a high proportion in the Greenfield project are offered exclusively to high net worth investors; (4) Any person or persons in the same group is entitled to hold investment
percent of the total units sold for any particular person to prevent any individual from having majority control over scheme?s policy, which is more relaxed than traditional property fund in which any
also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds out of NUSA into personal accounts and those of close