the clients as well; (9) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1

on securities and exchange(SC); □ A life insurance company under the law on life insurance business; □ A financial institution established under specific law according to the Notification of the

securities company under the law on securities and exchange(SC); □ A life insurance company under the law on life insurance business; □ A financial institution established under specific law according to the

well; (9) “ financial institution ” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business ; (b) financial

) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1 law on financial institution

Exchange Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors . “ financial institution ” means: (1) a commercial bank under the Law on Financial Institutions ; (2) a

Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors. “financial institution” means: (1) a commercial bank under the Law on Financial Institutions 1 ; (2) a financial

due to last year the subsidiary company had loans with financial institution in the amount of Baht 10 million with fixed interest rate at 4.75 percent per year and brought forward to increase in current

companies shall not allow the use of anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in

anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in order to engage in securities