, there is one licensed derivatives exchange operator, namely Thailand Futures Exchange Public Company Limited (“TFEX”), which has operated since 2006. SEC has begun collecting fee from TFEX since 2011

enterprises more opportunities to raise funds through the capital market. There are 10 impact enterprises from various industries pitching their innovative business ideas. For example, eco-tourism business

main driving force has been an increasing awareness among investors, both retail and institutional, of ESG-related matters.   Similarly, in Thailand, there are a number of mutual funds with the

would be required to ensure that there is a separate securities account for each UBO and register for authentication with the BOT or proceed with any other actions for the BOT’s acknowledgement of the

service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area

In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related

.   The public should be aware that Tradenance Incorporation Limited is not on the SEC approved list or under the SEC supervision.Recently, there have been solicitors for investment in high-risk products

investors, which incurs an obligation for PACE to repurchase a certain amount of its preferred stocks from the counterparties. The clarification must inform whether there will be any effect on the company's

procedure to replace the performance of the audit committee because there is less possibility of damage to the customers and requirement of the audit committee may cause unnecessary burden on the business

Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also