competition. Additional weight would be given to persons with knowledge and experiences related to SET businesses, securities business or financial business. Moreover, it would be taken into consideration
responsible investment management company may request a written clarification from the invested company or a meeting with its independent director or audit committee. If no action is taken thereafter, the
significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his daughter Benjamas before the company disclosed the
of the second quarter of 2016 would drop significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his
, for selecting asset management companies whereby investment governance, corporate governance and environmental and social responsibility are taken into consideration to support sustainable returns for
during 26 November 2021 - 25 January 2022, the SEC has taken the public’s and stakeholders’ comments and suggestions into consideration to conduct another hearing to propose amendments to the PVD Act to
main business is private fund management, to solve the detected issues in accordance with the standards and guidelines for business operation. The company has already taken action accordingly
make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between industry development and appropriate investor protection. Given the 24/7 non-stop operation
the one who forged the client?s signature in the investment unit buying order for himself, using money that Thanjira had taken from the client?s private fund and investment unit accounts. The signature
, two audit and financial report projects, and one digital technology and corporate excellence project. Actions taken include: (1) Repealing the requirement for submission of the Summary of Types