SEC Office shall also take into account the necessity to submit such information or evidentiary documentation, as requested for a waiver, or other measures that are sufficient and able to substitute for

released financial reporting standards, or auditing standards. - Set out the policies to control and track the absent personnel or require the absent personnel to take the substitute course within the

, (3) To enhance market confidence and competitiveness, (4) To develop sustainable finance whereby the capital market facilitates capital allocation to support economic activities that take into account

may deregister a RR where the RR and/or his attached CMSL holder does not comply with any of the requirements as specified in the Handbook. • The SC may take action against the RR for breach of the CMSA

10120 TEL. 02-679-7357 (6 LINES) FAX. 02-285-6642 Bangkok 10120 September 2018 and the registration of a new company with the Ministry of Commerce is expected to take place during September 2018. As N.Y.K

activities on mutual fund investment will take place, including seminars, workshops and booth exhibition. The event participants will have a chance to obtain information and investment advice from the business

and APEC Asia Region Funds Passport shall take effect, mutatis mutandis, to the extent that they are not inconsistent with or contrary to the provisions prescribed herein. Chapter 2 Application for

into the relevant agreements in respect of the Transaction, in which contains conditions precedent, i.e. the completion of sale and purchase of shares in Hello LED under this agreement will take place

Hello LED under this agreement will take place once all conditions precedent specified in such agreement are fulfilled or waived by the relevant parties. The significant conditions precedent under the

agreement will take place once all conditions precedent specified in such agreement are fulfilled or waived by the relevant parties. The significant conditions precedent under the relevant agreements are as