services through business operators in the host country, prohibition of giving advice to particular customers and soliciting for sales of the capital market products. Each ACMF member may issue additional
Today, SEC and organizations in the capital market – namely, the Stock Exchange of Thailand Group, the Federation of Thai Capital Market Organizations (FETCO), the Association of Securities
capital market intermediaries including fund distributors, e.g., banks, to explore cross-border opportunities and build mutual understanding in the matter. Additionally, SEC has closely cooperated with
Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
-organized by the Asian Development Bank (ADB), the SEC, the Stock Exchange of Thailand (SET), and the Thai Bond Market Association (ThaiBMA). Her address highlighted the SEC’s regulatory direction for capital
New Products - Debt Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Debt Market Debenture [Data will be displayed only 14 days after
consultation to investors related to any of the prescribed capital market products without solicitation for investment. The scope of capital market products are as follows; (i) shares listed on an ASEAN stock
SEC has planned to adopt the DLT or other digital technologies into digital infrastructure of Thai Capital Market. The DLT automatically distributes information to every party in the network in
the Thailand 4.0 Policy whereby value creation, innovation adoption and sustainable development are the priorities.?The launch of the CG Code is a collaboration of the SEC and capital market
stability and prevents systemic risk to promote sustainable financial market growth, and worked closely with the Stock Exchange of Thailand to reduce redundancy and facilitate the business sector.?SEC has