the power to settle offences under Section 268, Section 269, Section 270, Section 271, Section 272, Section 273, Section 274, Section 275, Section 276, Section 277, Section 279, Section 280, Section 281
event occurs, the approved applicant shall terminate the offering and return the subscription money to the subscribers; (1) having less than 250 subscribers or the unit distribution does not satisfy the
Proactive oversight The board should proactively oversee, review and approve the approach to risk management regularly or with any significant business change and satisfy itself that the approach is
license type C , as the case may be, at all time during its undertaking of derivatives business. If the derivatives business licensee fails to satisfy any condition set out under Paragraph 1, the Securities
business license type C, as the case may be, at all time during its undertaking of derivatives business. If the derivatives business licensee fails to satisfy any condition set out under Paragraph 1, the
of the Investee Companies. 3.2.3 Satisfy themselves that the leadership and corporate governance of the Investee Companies is effective. 3.2.4 Ensure that the Board of Directors (and sub–committees) of
regulator in a Recognised ACMF Member Country to undertakethe activity of investment advice; and 2. satisfy fit and proper criteria as set out under Schedule 1 of the SC’s Licensing Handbook. Holder of
January 19, 2018. On January 19, 2018, the parties could not mediate. The court decided to make an appointment to settle the dispute by May 13, 2018. On February 13, 2018, the court scheduled the