references when engaging senior audit staff? Does the firm examine or interview candidates before recruit them? C Training 1 Does the firm have an induction course for new audit staff on firm’s policies and
• Manager, Coopers & Lybrand Associates Company Limited • Internal Audit Manager, Johnson & Johnson (Thailand) Limited • Audit Supervisor, Coopers (Thailand) Limited Education: • Master in Accounting
85 87 88 102 102 103 Total staff: 422 2 Broker-Dealer Supervision Dept. 36 staff Market Supervision Dept. 9 staff Supervision Dept. 43 staff Supervision Dept. 29 staff Securities Business Senior
investment units The mutual fund management company shall inform the mutual fund supervisor and all unitholders through appropriate channels such as company's website. (4) Sale and redemption of the investment
. Victor was then a UOB Kay Hian Co-CEO, a chief of institutional client unit and direct supervisor of the staffs providing services to institutional clients. Although, the Stock Exchange of Thailand
Barrister at Law. Mr. Vasant Thienhom Mr. Vasant is a financial expert member of the Board. He is a Senior Assistant Secretary-General of the Commission and also the Chairman of the Executive Board of the
Corpo- ration for their financial contribution. This Report was prepared by Fianna Jesover, Senior Policy Ana- lyst, OECD with the oversight of Grant Kirkpatrick, Deputy Head, Corporate Affairs Division
, “mutual fund supervisor” means the supervisor of a mutual fund; “scheme” means a mutual fund scheme; “investment unit value” is the net asset value divided by the total number of outstanding investment
Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...
_______________________________________________________________________ Part D: Trustee/ Fund Supervisor 22) Name of Trustee/ Fund Supervisor: _______________________________________________________________________ Address of registered office