giving more clarifications to the special case inquiry official, for example, if further investigation is required. Our collaboration aims to provide the inquiry official with information and assistance

with good governance principles. Furthermore, during the meeting, they shared ideas on how to advance collaborative efforts by, for example, providing feedbacks on draft terms and conditions of

bond to comply with the rules on communication and investor services for high-risk or complex capital market products, for example:          (2.1)  To provide information so that investors understand the

.   Remark: * Internationally recognized standards include, for example, the ASEAN Sustainability-linked Bond Standards (ASEAN SLBS) and the International Capital Market Association Sustainability-linked Bond

compensation for losses resulting from incorrect pricing to the mutual fund or affected parties in an amount greater than the actual loss incurred. For example, compensating in consideration of opportunity cost

January 2022, the regulations allow relaxation and prevent excessive burdens by, for example, waiving the application filing and the appointment of financial advisor, and allow initial public offering (IPO

Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to

SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate

characteristics, for example, investment units of mutual funds offered for sale to institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid

that has not covered the enforcement of investors’ rights as determined in the filing and prospectus. Other mechanisms equivalent can be used in replacement. For example, obligations or document with