: (1) throughout the period when the mutual fund management company does not sell or repurchase investment units, or ceases accepting purchase or redemption orders for investment units; (2) from the day
) accounting system and internal control system of audit clients prior to accepting an audit engagement, (5) correlation between compensation and audit quality, and (6) root causes analysis and remediation plan
and responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units
responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units 3.2 Investment
other countries in the manner of price-dumping and unfair trade and finally will lead to the enforcement of Anti-Dumping or Safeguard measures. The world steel production capacity utilization ratio of the
ใช้มาตรการปกป้อง (Safeguard: SG) สินค้าเหล็ก แผ่นรีดร้อนเจืออ่ืนๆ โดยมาตรการหมดอายุเมื่อวันท่ี 26 กุมภาพันธ์ 2562 รวมถึงสงครามการค้าสหรัฐฯ-จีน ที่มีผลให้สินค้า เหล็กจากประเทศจีนทะลักเข้าไทยและอาเซียน
Imports of Alloy Steel and Galvanized HRC into Thailand due to strengthening of Thai Baht and removal of Safeguard duties on Alloy Steel in February 2019. The total shipment volume dropped by 40% and
inadequate documentation of the risk assessment process, as well as on the process of identifying the potential responses to the identified risks. Accordingly, before accepting any new audit clients, the audit
identified by the SEC The recommendations for improvement Findings identified by the SEC The recommendations for improvement 3. Acceptance and Continuance of Client Relationships The process of accepting and
giving advice and accepting trading orders in accordance with the criteria prescribed and notified by the SEC Office. Clause 16 Repealed. Division 2 Opening of Derivatives Trading Account and Acting as a