safe online. We appreciate the partnership with the SEC and look forward to working together to address the pressing issue the industry is facing." Based on the statistics on the reports received from

reports have been finalized? If yes, Please describe the policies and procedures. 14 Has the firm established policies and procedures designed to maintain the confidentiality, safe custody, integrity

by KGI # Call Warrant on TCAP Issued by KGI# A TCAP13C2312A 6 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT Issued by MACQ# A TENCEN28C2311A 6 Put Warrants on SAFE-O-R Issued by

/executive of the company.   Q: What are specific duties of directors according to the SEA? A: The SEA does not stipulate any specific duties for directors but provides a safe harbor for directors and

by BLS# A TASCO01C2405A 6 Put Warrants on TASCO Issued by BLS # Put Warrant on TASCO Issued by BLS# X TASCO01P2405X 6 Put Warrants on SAFE-O-R Issued by MACQ # Put Warrant on TENCENT Issued by MACQ# A

Issued by YUANTA# A CPALL19C2309A 8 Call Warrants on SAFE Issued by MACQ # Call Warrant on DJI Issued by MACQ # A DJI28C2309A 8 Call Warrants on SAFE Issued by MACQ # Call Warrant on DJI Issued by MACQ# B

Issued by YUANTA # Call Warrant on TCAP Issued by YUANTA# A TCAP19C2311A 6 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT Issued by MACQ# A TENCEN28C2310A 6 Put Warrants on SAFE-O-R

Issued by KKPS# A STGT06C2401A 6 Call Warrants on SPI Issued by MACQ # Call Warrant on SUNNY Issued by MACQ# A SUNNY28C2401A 6 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT Issued by

STGT Issued by KKPS# A STGT06C2401A 4 Call Warrants on SPI Issued by MACQ # Call Warrant on SUNNY Issued by MACQ# A SUNNY28C2401A 4 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT

Warrant on COM7 Issued by KKPS# A COM706C2403A 4 N/A CPALL Issued by KS # Call Warrant on CPALL Issued by KS# A CPALL11C2403A 4 บริษัท เชียงใหม่ริมดอย จำกัด (มหาชน) CRD 4 N/A SAFE-O Issued by MACQ # Call