7.5 percent). Thus, it was considered that Chonburi Kanyong did not transfer risks and material benefits from the property ownership to the buyer. CCP must submit the corrected financial statements
approved transactions and prevented risks to the fund. In addition, Maris inappropriately approved a fund payment and such amount of money was transferred to Burim without any reasonable ground to support
comply with GSC’s investment policy causing GSC to experience high investment risks and lose the opportunity to gain higher and reasonable interest rate. Moreover, ACAP obtains benefit from the lower
with GSC’s investment policy causing GSC to experience high investment risks and lose the opportunity to gain higher and reasonable interest rate. Moreover, ACAP obtains benefit from the lower interest
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing, the Code of Ethics for Professional Accountants, and the