regulation prescribing submission of the advertising copy or a media sample to be used in the advertisement for the SEC's consideration before the launch of the advertisement. Instead, issuers would be
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
and Development Department and Securities Regulation Department3. Deputy Secretary-General Tipsuda Thavaramara runs Policy Division and Fund Raising Division. 3.1 Policy Division
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment
200,000 to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues. ________________________Remarks:- The Ministerial Regulation Re
while the investors can still access information through various channels such as the website of the Stock Exchange of Thailand.Moreover, the takeover regulations are part of the regulation amendment
undertake securities business; “Office” means the Office of the Securities and Exchange Commission. Clause 2. A securities company shall provide policy and regulation on operational control and information
undertake securities business; “Office” means the Office of the Securities and Exchange Commission. Clause 2. A securities company shall provide policy and regulation on operational control and information
Disclosure (section 108) Reporting and Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section