shareholders’ meeting which proposes that the meeting consider and approve the offer for financial assistance or the Granting of Loan Transaction which has been provided to JAS. 6. Sources of funds and
paragraph shall not be applicable to the following cases except where the authority considers otherwise: (1) where the proceedings under the first paragraph has completed before the SEC proposes the case to
cancellation date of the agreement. Clause 17. An agreement which a retail client appoints the securities company as his or her securities broker, shall bear a statement of larger fonts, or mark or be done by
from the closing date of the account or the cancellation date of the agreement. Clause 17. An agreement which a retail client appoints the securities company as his or her securities broker, shall bear a
executive of a derivatives business operator, the Office of the Securities and Exchange Commission hereby issues the following guidelines: (1) in case where the derivatives business operator appoints a new
Office of the Securities and Exchange Commission hereby issues the following guidelines: (Translation) -2- (1) in case where the derivatives business operator appoints a new person to be an executive of
business operator appoints a new person to be an executive of the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person
appointment of an agent to undertake custody of clients’ assets without delay. In cases where the securities company appoints a person who has a relationship as a parent company , subsidiary company or
’ assets without delay. In cases where the securities company appoints a person who has a relationship as a parent company, subsidiary company or associate company as an agent, the securities company shall