criteria to classify them as green, excluded (red), or transitional (amber). It does not intend to single out “good” or “bad” actions and it does not serve as a tool for assessing the possible financial
, the supervision of market participants, and the day-to-day operations, including the approval of applications and consideration of actions liable to violation of the SEA, the Derivatives Act B.E. 2546
year 2019 or decreased by 44. 8 percent from the same period, since the Company and subsidiaries implemented several actions to control staffs costs and activities costs, rent negotiation with landlord
already received all which the company may take other additional actions to protect the interests of the company. However, if there is any progress, the company will inform further Therefore, to clarify in
, Malaysia, Mongolia, Pakistan, the Philippines, Singapore, Chinese Taipei, Thailand and Viet Nam. conduct investigations and impose sanctions; Communicating enforcement actions and practices; Providing
unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. The actions were in violation of Clause 23(1) and the prohibited characteristics of