, the deductible amount shall be the actual expenses for engaging reviewers and/or consultants, but in any case, shall not exceed 50,000 baht per year.The related notification* was published in the

regulations of all daily routines. In addition, the know your client rule must be adopted to identify the client?s investment objectives and actual beneficial owners. Informing clients of risks that may arise

evidence to believe that a 10.5 million baht revenue or a 43 percent of the operating profit was not resulted from the company?s actual service offering and therefore could not be recognized as revenue

? securities trading. Unorganized market loans can inflate artificial purchasing power beyond clients? actual capacity, which may lead to inappropriate trading and widespread damages to the market. The SEC

of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve

opinion on the improvement of the regulations in order that the revised regulations will be appropriate for actual use.  In addition, SEC will coordinate with business operators to expand the investor

}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the

listed securities” which invest not less than 65% of net asset values in listed securities on SET. Investors are permitted to deduct an actual investment amount, but not exceed 200,000 baht, from annual

Fund Management License instead to be more in line with the actual operated business may use the remaining paid fee as a discount for the new license fee.   The consultation paper is available at https

supporting documents within 90 days from the date of filing the application with SEC, and (2) inspection of the actual work systems before granting permission to commence business operation whereby the