; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each

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system for verifying rumors having impact on securities prices, the preliminary cooperation and verification procedures including contact persons were determined so as for due course clarification from

system for verifying rumors having impact on securities prices, the preliminary cooperation and verification procedures including contact persons were determined so as for due course clarification from

, and be able to effectively manage financial risks stemming from climate change, environmental degradation, governance and social issues. We believe that strategy and capacity dedicated to sustainable

participation in this regulatory sandbox is expected to solve issues in  corporate bond market. This includes the issue of time-consuming process for verification of bondholders’ ownership and the lack of

working procedures in terms of information verification and be in charge of their analysts? information dissemination. In case of any mistake or error, there should be a clear procedure for immediate

agencies to block social media accounts engaged in fraudulent investment activities.  “The SEC examines the customer identity verification (KYC/CDD) systems of digital asset business operators regularly

restriction; (6) in case of an offering of structured notes that requires the quota verification of underlying shares, the Company has been notified by the SEC Office of the confirmation of such underlying

whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited