accordance with the SEC Notification* and therefore is banned from holding such positions under the Securities and Exchange Act.In the meantime, the SEC is investigating other persons related to the GL case
Commission.** The SEC has therefore banned the three persons from holding such positions at any securities issuing company and listed company for a period of three years each, which is the longest period
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years
price changes of instruments or underlying assets in a way that causing potential loss to business operators. This happens when the operators take positions (either long or short) in these securities
: Evolution or Revolution. Sir Davies has extensive experience in economics and finance and served public and private sectors in a number of prominent positions, for instance, a former Deputy Governor of
executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any
from holding the positions of director and executive of any securities issuing company or listed company as long as he is subject to the complaint and legal action. In any case, filing a criminal
positions, matching trades of both securities within the same groups. Trading of these securities was stimulated by several bids and offers sent in small amounts at the same price level while the prices of
derivatives, management of derivatives business, management of customers’ assets in derivatives business or any other positions or nature of work similar thereto for which the job holder is required to obtain
, agreeing to comply with the civil sanctions, or upon the expiry of the period of prohibiting them from holding the positions of director or executive of the company, as ordered by the SEC pursuant to the