or registration as securities business operator by foreign regulator, providing that ETF operator shall also appoint a contact person in Thailand for the purpose of coordinating and facilitating the
Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities
been reviewed by Certified Auditor and has been approved by the Board of Director. Board of Directors’ meeting No. 2/2020 held on February 27, 2020 has resolved to appoint Mr. Pornchai Kittipanya-Ngam
Fund ___________________ Clause 3. In appointing manager of infrastructure fund, management company shall appoint from person approved by the SEC Office under the criteria in Chapter 2 and the appointed
project should be made available via the disclosure channels in 2.4. 3. External Review Provider: The SEC encourages the issuer to appoint an external review provider to provide opinions on each step of the
company directorship was still a subject of legal consideration. In this regard, IFEC proceeded to exercise its legal right to request for the Court to appoint a person to perform the duties of company
adjudication under Clause 11, [the administrative panel or the SEC] may appoint any member of the [panel or commission] to perform any matter on its behalf, including- (1) signing a letter notifying an
guidelines Auditing Mechanism and Balances The SEC Board is empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure