. Notification of the Securities and Exchange Commission Determination of Other Regulations of Associations related to Securities Business 03/08/1992 Contact The Securities and Exchange Commission, Thailand
important step in the Thai capital market. Businesses and relevant associations in the market have demonstrated their genuine commitment to promoting financial literacy and investment knowledge among Thai
16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will
relevant associations to be aware of their role and duty to educate the clients. To begin with, conducting know your client assessment on knowledge and understanding as well as risk appetite and giving
and several institutions in the capital market, such as the Stock Exchange of Thailand, Thai Listed Companies Association, Association of Thai Securities Companies, Associations of Investment Management
products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
decision making. Securities and Exchange Commission (SEC), Thai Bond Market Association (ThaiBMA) and Thai Investors Associations (TIA) co-developed Bond Supermart as corporate bond information platform for
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