3.2 Investment management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Chapter 1 Organisational
management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Page 2 of 32 (Unofficial Translation) Chapter 1
limit)ꃂ 䄀┎『ᔎ㈎ℎĎ┎㠎䠎ℎĎ㐎ࠎĎ㈎⌎⠀最爀漀甀瀀 氀椀洀椀琀⤀ ⨀㌎⬎⌎ㄎᨎᜎ⌎ㄎḎ∎䰎⨎㐎ᤎȎⴎĎⴎᜎ㠎ᤎᜎ㔎䠎ℎ㔎Ď㈎⌎┎ᐎЎ✎㈎ℎ䀎⨎㔎䠎∎䈎ᐎ∎⨎ㄎഎഎ㈎㜎䤎ⴎȎ㈎∎┎䠎✎⬎ᤎ䤎㈎ᜎ㔎䠎ⴎ䤎㈎ⴎ㐎䀎Ў⌎ᐎ㐎ᔎᜎ㔎䠎䀎ᬎ䜎ᤎ䐎ᬎᔎ㈎ℎ䀎㜎䠎ⴎᤎ䐎Ȏᜎ㔎䠎Ď㌎⬎ᤎᐎ䌎ᤎȎ䤎ⴎ㜀 䌀⬎䤎䌎䤎⨎䠎✎ᤎᔎ䠎㈎Ȏⴎℎ㤎┎Ў䠎㈎∎㠎ᔎ㐎⌎⌎ℎȎⴎᜎ⌎ㄎḎ∎䰎⨎㐎ᤎᐎㄎ
อัตราส่วนการลงทุนที่คำนวณตามผู้ออกทรัพย์สินหรือคู่สัญญา (single entity limit)ꃂ 䄀┎『ᔎ㈎ℎĎ┎㠎䠎ℎĎ㐎ࠎĎ㈎⌎⠀最爀漀甀瀀 氀椀洀椀琀⤀ ⨀㌎⬎⌎ㄎᨎᜎ⌎ㄎḎ∎䰎⨎㐎ᤎȎⴎĎⴎᜎ㠎ᤎᜎ㔎䠎ℎ㔎Ď㈎⌎┎ᐎЎ✎㈎ℎ䀎⨎㔎䠎∎䈎ᐎ∎⨎ㄎഎഎ㈎㜎䤎ⴎȎ㈎∎┎䠎✎⬎ᤎ䤎㈎ᜎ㔎䠎ⴎ䤎㈎ⴎ㐎䀎Ў⌎ᐎ㐎ᔎᜎ㔎䠎䀎ᬎ䜎ᤎ䐎ᬎᔎ㈎ℎ䀎
limit)ꃂ 䄀┎『ᔎ㈎ℎĎ┎㠎䠎ℎĎ㐎ࠎĎ㈎⌎⠀最爀漀甀瀀 氀椀洀椀琀⤀ ⨀㌎⬎⌎ㄎᨎᜎ⌎ㄎḎ∎䰎⨎㐎ᤎȎⴎĎⴎᜎ㠎ᤎᜎ㔎䠎ℎ㔎Ď㈎⌎┎ᐎЎ✎㈎ℎ䀎⨎㔎䠎∎䈎ᐎ∎⨎ㄎഎഎ㈎㜎䤎ⴎȎ㈎∎┎䠎✎⬎ᤎ䤎㈎ᜎ㔎䠎ⴎ䤎㈎ⴎ㐎䀎Ў⌎ᐎ㐎ᔎᜎ㔎䠎䀎ᬎ䜎ᤎ䐎ᬎᔎ㈎ℎ䀎㜎䠎ⴎᤎ䐎Ȏᜎ㔎䠎Ď㌎⬎ᤎᐎ䌎ᤎȎ䤎ⴎ㜀 䌀⬎䤎䌎䤎⨎䠎✎ᤎᔎ䠎㈎Ȏⴎℎ㤎┎Ў䠎㈎∎㠎ᔎ㐎⌎⌎ℎȎⴎᜎ⌎ㄎḎ∎䰎⨎㐎ᤎᐎㄎ
look-back period for refinanced Green Projects. “Look-back period” refers to a maximum period in the past that an Issuer will look back to identify assets/earlier disbursements to such eligible Green
the share of financing and refinancing, and where appropriate, also clarify which investments or project portfolios may be refinanced and, to the extent relevant, the expected look-back period for
interest rate by giving advance payments, totaling 2 transactions, which the principle has benn repaid and the Company has charged back interest at the rate of 2.00 percent p.a. which all interest will be
-term loan to ACAP with no interest rate by giving advance payments, totaling 2 transactions, which the principle has been repaid and the Company has charged back interest at the rate of 2.00 percent p.a
จะเป็นเร่ืองที่ไม่เสียหาย อะไร หากเกรงว่า IC/IP ซื้อขายหุ้นมากแต่ลูกค้าไม่ได้รับ ผลประโยชน์ การก าหนด stop-loss limit จะเป็นตัวที่ สามารถควบคุมเร่ืองการซื้อขายในลักษณะดังกล่าว ได้อยู่แล้ว - ส านักงาน