January 2024. SEC Secretary-General said: “The SEC highly values our collaboration with the TLCA, which plays a crucial role as a forum for knowledge sharing and exchange of ideas among listed
to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for promoting women’s participation in the board role. The seminar was held on 1 March
demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives; (2) determining means
aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create
for their investment decision while the List can also be of use for securities companies? risk management. Considering that Thai capital market has been developed with significant growth rate over the
relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have
personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest
. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build
companies on mai and SET. This includes the once-a-day trading session and eligible investors for trading via LiVe Exchange platform must have experience, knowledge and understanding of the invested products