in which EA is a 99.99% shareholder (namely EA Solar Nakornsawan Company Limited (ESN) and EA Solar Lampang Company Limited (ESL)), jointly failed to perform their duties with dishonest intent and
subsidiaries in which EA is a 99.99% shareholder (namely EA Solar Nakornsawan Company Limited (ESN) and EA Solar Lampang Company Limited (ESL)), jointly failed to perform their duties with dishonest intent and
their buy orders, placing small-volume buy orders with the intent to increase the securities prices, and submitting buy orders during the pre-opening or closing periods with the aim of inflating the
jointly committing with dishonest intent by authorizing KC to issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount
Commission (OIC) and the SEC – in partnership with the PDPC. This collaboration aimed to ensure the smooth compliance of the financial sector with the Personal Data Protection Law and uphold the true intent
The amendment to the regulations related to the provision of NVDR transaction services by securities companies aims to enhance clarity and serve the original intent of the introduction of NVDR to
details of the rules to better communicate the intent and enable effective risk control implementation.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=998 and the
action. To safeguard investors and prevent unlicensed digital asset trading platforms from being exploited as channels for money laundering, in line with the intent of the Royal Decree on Measures for the
arising from the use of technology; and (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are