newly issued shares revoked, by the SEC Office on a suspicious ground related to disclosure of information to the public or the SEC Office that was incomplete, contrary to facts, insufficient for making
the form of high quality assets with adequate liquidity. Derivatives clearing houses shall establish clear plans to obtain additional sources of funds in cases where their capital is insufficient for
2.2.4.3 assessing the risk (including to Stakeholders) of uncertainty when impact data is unavailable or insufficient, and possible risk mitigation measures, including the opportunity to fill data gaps
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is reasonably suspicious circumstance not to
information: (a)2 there is no reason to doubt that the information disclosed to the public or the SEC Office is incomplete, contrary to facts, insufficient for making investment decisions, or contains a
export to the European region. Furthermore, the cold weather experienced in Northern China led to household and electricity production to depend more on LNG which its pipeline is insufficient of demand
from cassava increased significantly, due to the insufficient supplies for the demand. While China was also increasing cassava imports in replacement of corns to produce ethanol. This resulted in a lower