the units of a mutual fund for which the intermediary has obtained a permission from the SEC https://publish.sec.or.th/nrs/6497pe.doc แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ respective rights thereof as

the total revenues for the year 2015 and 2016 were 1.1% and 2.0% respectively. The increase thereof resulted primarily from the new marketing strategies, public relations and etc. As a result, the

the end of any business day. In case the securities company has ceased its derivatives business and already informed the cessation thereof in writing to the SEC Office, such securities company shall

the cessation thereof in writing to the SEC Office, such securities company shall maintain its net capital at the end of any business day as specified in the first paragraph. The calculation of net

liabilities and collateral at the end of any business day. In case the securities company has ceased its derivatives business and already informed the cessation thereof in writing to the SEC Office, such

personnel to perform in accordance with the policy and measure thereof; (7) being able to demonstrate that the applicant would have fit and proper operating system to perform trust business; (8) being able to

thereof. In filing of application under the first paragraph, securities company shall file with the following documents altogether: (1) three year operation plan of the securities company in applying

businesses in this matter, and the SEC Board Meeting No. 15/2563 dated 3 December 2020 has passed a resolution approving the principles thereof. This proposal aims to ensure appropriate supervision of digital

published in the Government Gazette and has become effective since 1 March 2022. The transitional provisions thereof allow digital asset business operators a period of three to six months to improve and

specify the type thereof): .....................................................................  Branch of a foreign commercial bank 2  Others (Please specify, ex., non-juristic group of persons