have clear guidelines for the exercise of voting rights to maintain the best interest of the mutual fund and the guidelines shall be approved by the board of directors of the mutual fund management
have clear guidelines for the exercise of voting rights to maintain the best interest of the mutual fund and the guidelines shall be approved by the board of directors of the mutual fund management
conditions to handle potential risks and liabilities from duty performance, for example, in case of loss of clients’ assets. SEC Secretary-General Ruenvadee Suwanmongkol said: “Technology is key to digital
accounts for partially-resolved deficiencies and/or the resolving is underway, as follows: The monitoring manual does not specify the guidelines or the factors that should be considered such as how to select
2017 > CG Code > Part 2 Guidelines and Explanations (Principle 5 - 8) CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable
Companies to explore ways for future development and prepare code of conduct guidelines for marketing officers. Furthermore, an effort to elevate good corporate governance among listed companies has been
Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets* while adhering to international guidelines and the practices of foreign
investor education program and our working policy that prioritizes guidelines for protecting investors’ rights.”The SEC’s investor education highlights during the World Investor Week 2019 can be divided into
Directors Association (IOD) in partnership with the Government of Japan, the roundtable is a forum for discussing guidelines and cooperation in promoting good governance in Asia as well as keeping pace with
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to