is suspended for two months, starting from 18 December 2020. TMB itself had already terminated the employment of all three investment consultants. {D} and {A} were dismissed without compensation
investors, which can lead to business expansion, employment, and more competitive edge of local businesses. This translates into the overall economic benefits of the country at large thanks to a close
Public Disclosure Database: • ≈500,000 PDFs describing financial adviser employment and complaint histories • 1/3rd of advisory firms were affected • SEC says “just over 2,300 firms de-registered” • Our
2020). Can have multiplier effect, creating employment in non-tradeable industries and local economy (Chodorow-Reich et al., AER 2021). B. Investment Accumulation of investment assets can further
more than 10 years, but no longer working for the intermediary that issues certificate of employment; (6)9 when such persons who are personnel in the capital market business under Clause 9(1) or (3
personnel skills, employment of external IT personnel; (4) management of critical risks in the case of being unable to allocate sufficient resources for the operation of the information technology function
Laws and Regulations, the Host Regulator will take enforcement action against the Recognised Representative with the assistance of the Home Regulator to the extent permissible under the Laws and
personnel skills, employment of external IT personnel; (4) management of critical risks in the case of being unable to allocate sufficient resources for the operation of the information technology function
director or general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for
general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2