securities and derivatives that each purchaser or transferee acquired. If the name of the purchaser or the transferee is unknown, the reporter must explain the reason(s) for such unavailability.

supplementing the decision to invest, the investor should study in detail before making investment decision; (4) providing knowledgeable and expert personnel to explain the information on mutual fund rating upon

person under consideration to explain his facts; (2) presenting facts and explanation provided by the person under consideration (if any) for the Committee’s consideration and rendering opinion, and if

comply and explain ได้ เพื่อให้สอดคล้องกับ สภาวะแวดล้อมของประเทศนัน้ ๆ คณะกรรมการ ก.ล.ต. จึงควรมีอ านาจในการให ้ ความเห็นชอบเกณฑ์ตั้งแต่ตน้ด้วย เพื่อให้มีการหารือกัน ระหว่างส านักงานกับ ตลท. ในประเด็นที่

a transaction; (2) explain the client about the details of risky or complex capital market products in the type in which the client wishes to invest or enter into a transaction so that the client

or enter into a transaction; (2) explain the client about the details of risky or complex capital market products in the type in which the client wishes to invest or enter into a transaction so that

fund: (1) Is the gold bullion in which the mutual fund invests insured or not, 17 and how (explain)? In case of insurance, is it partial or full coverage? (2) In case where the gold bullion is insured

, disclose the expenses spent on such research and development during the past three years. In case of none, specify so and explain the reason thereof as well. (2) Marketing and competition (a) Describe the

during the past three years. In case of none, specify so and explain the reason thereof as well. (2) Marketing and competition (a) Describe the marketing policies of the major products or services during

businesses of the majority shareholder materially, the Company should explain the structure or condition of such relationship including the characteristics of business linkage. Clarifications on the said